LATEST ARTICLES
Australia
Sophie Grace Pty Ltd
Does your company fall within ASIC list of company types required to submit a Form 388 along with the FS70 & FS71?
Sophie Grace Pty Ltd
All licensees should notify ASIC within 10 business days of becoming aware of a change in control.
Canada
McCarthy Tétrault LLP
Recently, the Canadian Securities Administrators (CSA) published Staff Notice 81-334 (Revised) - ESG-Related investment Fund Disclosure (the Notice).
Cassels
In the midst of a flurry of crypto industry litigation, Uniswap was served with a Wells Notice by the U.S. Securities and Exchange Commission...
Borden Ladner Gervais LLP
The Financial Services Regulatory Authority of Ontario (FSRA) recently released its 2024-27 Annual Business Plan (Plan) setting out its core strategy for the next three fiscal years.
Borden Ladner Gervais LLP
Earlier this month, the Financial Services Regulatory Authority of Ontario (FSRA) sent out a notice reminding industry members that the transition period for using the Financial Advisor...
Borden Ladner Gervais LLP
On April 11, 2024, the Canadian Investment Regulatory Organization (CIRO) released its three-year Strategic Plan. The Strategic Plan covers the period of April 1, 2024...
China
AnJie Broad Law Firm
2024年3月13日，中央纪委国家监委官网通报，某银行原党委委员、副行长李某某涉嫌严重违纪违法，目前正接受中央纪委国家监委纪律审查和监察Ŧ
Germany
Rahman Ravelli Solicitors
A former bank board member was sentenced by a German court to three years and two months in jail for his part in a €93.4 million Cum-Ex scheme.
India
Coinmen Consultants LLP
A lot has been discussed, spoken, and written about doing business in India and how complex it is.
Ireland
Matheson
On 16 April 2024, the Central Bank of Ireland ("Central Bank") published S.I. No. 147 of 2024 Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1))...
Italy
FIVELEX Studio Legale e Tributario
In data 27 febbraio 2024, la Banca d'Italia ha pubblicato sul proprio sito una comunicazione in materia di raccolta dei dati sui sistemi di remunerazione di banche e SIM.
FIVELEX Studio Legale e Tributario
Azione di ripetizione dell'indebito in costanza del rapporto di conto corrente bancario (conto c.d. aperto): l'azione di ripetizione dell'indebito ai sensi dell'art.
Luxembourg
Dechert
The CSSF has issued a new circular (Circular 24/856) aiming to protect investors in the event of certain errors and breaches.
Malta
MK FINTECH PARTNERS LTD
Today, the European Union (EU) law framework regulating capital markets is not tailored to accommodate emerging technologies like DLT Market Infrastructure (DLT MI).
Papilio Services Limited
In a move aimed at streamlining regulatory processes, the Malta Financial Services Authority (MFSA) announced significant changes to the Rulebook for Company Service Providers...
MK FINTECH PARTNERS LTD
Today's episode centres around the DLT Pilot Regime. Dr Justine Scerri Herrera spoke with Dr Kelly Fenech – Senior Associate at MK Fintech Partners Ltd.
MK FINTECH PARTNERS LTD
This discussion marks the opening of the regulatory miniseries, with an episode about the composability of Stablecoins.
Mauritius
Appleby
Moneylending is a crucial credit device in the world of financial services which plays a significant role in supporting economic growth and development.
KPMG Nigeria
Several options are available to banks in their effort to raise
additional capital, a route we anticipate to be the first line of
action for most banks in achieving
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