LATEST ARTICLES
Guernsey
Carey Olsen
Registered funds are one of the three types of Guernsey funds.
Ireland
William Fry
Our Financial Regulation team examines recent developments on the Individual Accountability Framework (IAF) including the Senior Executive Accountability Regime (SEAR) Regulations...
Dillon Eustace
On 8 January 2024, the European Securities and Markets Authority (ESMA) published an updated version of its manual on post-trade transparency (MiFID Post-Trade Transparency Manual)...
Walkers
On 29 December 2023, the Minister for Finance signed the European Union (Credit Servicers and Credit Purchasers) Regulations 2023 (the "Regulations")...
Luxembourg
Ganado Advocates
The CSSF published Circular CSSF 24/856 on investor protection in the event of a NAV calculation error, non-compliance with investment rules, and other errors ("Circular 24/856")...
Malta
Finance Malta
DORA (the Digital Operational Resilience Act or Regulation 2022/2554) and the DORA Amending Directive (Directive 2022/2556) shall apply...
UK
Osborne Clarke
On 12 March 2024, HM Treasury published a near-final version of the Payment Services (Amendment) Regulations 2024, which aim to delay payments processing when there are reasonable grounds to suspect fraud or dishonesty.
Norton Rose Fulbright Hong Kong
On 22 April 2024, the Financial Conduct Authority (FCA) published a speech by its chief executive, Nikhil Rathi, entitled ‘Navigating the UK's Digital Regulation Landscape...
Herrington Carmichael
The FCA regards a client bank as "a name for a list of clients or accounts maintained by someone who provides financial services.
Osborne Clarke
The Financial Conduct Authority (FCA) has updated its rules for authorised UK collective investment schemes, providing additional options, as well as clarifications and corrections...
Norton Rose Fulbright Hong Kong
Now…you need to make what feels like the biggest and most important decision of your life…which department do you want to qualify into? And will they want you?
Herrington Carmichael
In the wake of the global pandemic, there has been a prolific increase in remote and hybrid working among employees...
Ankura Consulting Group LLC
Non-financial misconduct has become an urgent matter of discussion across the financial services sector. Workplace behaviours such as harassment and abuse are indicators...
Cadwalader, Wickersham & Taft LLP
Since 3 January 2018, firms that provide portfolio management or investment advice on an independent basis must pay for the research they obtain...
Herrington Carmichael
The Financial Services industry is no stranger to post termination restrictions or restrictive covenants. They are commonly used in order to protect business interests...
Norton Rose Fulbright Hong Kong
This year is one that continues to threaten multiple challenges for financial institutions. They arise from two main sources: the rapid pace of technological change and geopolitical upheaval affecting the financial markets.
European Union
Harneys
On 12 April 2024, the European Commission issued a set of much needed FAQs regarding reporting on outgoing transfers related to Article 5r under EU Council Regulation 833/2014.
Arthur Cox
It's an important week from an EU financial services perspective, with the last European Parliament plenary session before the European elections in June 2024.
Worldwide
Loyens & Loeff
US fund managers usually rely on a Luxembourg investor facing "sleeve" to accommodate their fund-raising efforts in the EU.
Ogier
In our latest Channel Islands funds update, we round up recent legal and regulatory developments in Jersey and Guernsey.
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