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Wealth Mgt
United States
Embarking on a business venture, planning your estate, or navigating the complexities of personal wealth requires more than just hard work and dedication; it requires a strategic approach...
Freeman Law
In an "applicable asset acquisition," the sale of the assets of a business may be subject to certain allocation and reporting requirements for federal income tax purposes.
K&L Gates
Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements. However, the challenges presented by the global regulation of environmental...
Katten Muchin Rosenman LLP
In an article published by Wealth Management, Private Wealth Partner Louis Laski examines a case that the US Supreme Court will hear involving company-owned life insurance's impact on estate tax calculations.
K&L Gates
It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18 new rules or rule amendments proposed...
Proskauer Rose LLP
The January applicable federal rate ("AFR") for use with a sale to a defective grantor trust, self-canceling installment note ("SCIN")...
Kaufman Rossin
More wealth managers and financial advisors are offering their firm's services in a digital space.
Ropes & Gray LLP
On December 13, 2023, the U.S. Securities and Exchange Commission (the "Commission") adopted rules that will significantly alter the trading of U.S. Treasury securities...
Proskauer Rose LLP
On January 1, 2021, Congress enacted the Corporate Transparency Act (the "CTA") as part of the Anti-Money Laundering Act of 2020 in the National Defense Authorization Act for Fiscal Year 2021.
Ropes & Gray LLP
In a speech delivered on the 24 November 2023 at the EFAMA Investment Management Forum in Brussels, ESMA Chair, Verena Ross, outlined the key sustainability-related focus points...
K&L Gates
The regulation of broker-dealer communications is delegated to the Financial Industry Regulatory Authority, Inc. (FINRA)...
Katten Muchin Rosenman LLP
In an article for Wealth Management: Trusts & Estates, Private Wealth partner Louis Laski reviewed the historical context and recent case law surrounding disclosures of gift...
Greenberg Glusker Fields Claman & Machtinger
Marriage inevitably comes to an end, for some couples as a result of death and for a substantial number of others as a result of dissolution.
Greenberg Glusker Fields Claman & Machtinger
Laura Zwicker, Private Client Services Group Chair, authored "Navigating International Legal Considerations for Advisors Serving Multi-National Families: Part 2" in Trusts & Estates.
Ropes & Gray LLP
In a split decision issued October 31, the U.S. Court of Appeals for the Tenth Circuit reversed a trial court's ruling imposing sanctions against plaintiffs'...
Davis Graham & Stubbs
On May 3, the Commissioners of the Securities Exchange Commission voted to adopt final amendments to Form PF and Rule 204(b)-1 the under the Investment Advisers Act of 1940.
Reinhart Boerner Van Deuren s.c.
Asset protection planning can be an element of your estate plan designed to minimize economic exposure.
European Union
Ropes & Gray LLP
Last week, on 10 October, the European Commission hosted the first of a series of online workshops and roundtables with stakeholders as part of its consultation on the SFDR (which we covered here).
Ropes & Gray LLP
Join Ropes & Gray's asset management partners, Eve Ellis and Joel Wattenbarger, as they delve into key regulatory issues impacting clients with interests in both the United States and Europe.
Katten Muchin Rosenman LLP
ESG, specifically sustainability, is an increasingly controversial topic for investment managers, with diverging regulation in Europe, the US and the UK...
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